Case Studies
Capital Markets Advisors has worked with global banks and leading financial services firms to provide tailored solutions as part of business transformations, post-merger integrations, and operational optimizations. These efforts have included streamlining processes, aligning organizational structures, enhancing technology frameworks, and ensuring regulatory compliance to drive sustainable growth and value creation.
Evaluation, Selection & Implementation of Trading, Risk & Brokerage Processing Solutions Following Merger
Capital Markets Advisors helped a top-tier global bank streamline and modernize its operations following a merger by evaluating, selecting, and implementing trading, risk, and brokerage processing solutions to improve efficiency, mitigate risk, reduce costs, and ensure competitiveness through platform modernization.
Evaluation, Selection & Implementation of Brokerage Processing Solutions Following Merger
Capital Markets Advisors guided a global investment bank through the evaluation, selection, and implementation of brokerage processing solutions following a merger, delivering risk mitigation, efficiency improvements, cost reductions, and post-merger integration.
Evaluation, Selection & Implementation of Trading, Risk, Financial & Operations Systems
Capital Markets Advisors guided the US division of a European bank through the evaluation, selection, and implementation of trading, risk, financial, and operations systems, improving efficiency, mitigating risk, and ensuring competitiveness.
Trading & Risk Management system selection for CDO Desk
Capital Markets Advisors helped the US divisions of Tier 1 global investment and private banks select and implement a trading and risk management system, improving efficiency, reducing costs, and addressing regulatory compliance.
Current State Assessment of Risk Management System
Capital Markets Advisors conducted a current state assessment of a global investment bank's legacy risk management system to facilitate the migration to a new data store, improving efficiency, reducing costs, and mitigating risks.
Transition of Global Mobility Tax Program to a New Provider
Capital Markets Advisors successfully managed the transition of a top global technology firm’s Global Mobility Tax Services to a new provider, ensuring regulatory compliance, minimizing disruption, and achieving high stakeholder satisfaction.
Business Transformation & Architecture for Cash Securities Data Store
Capital Markets Advisors helped a global investment bank transform its cash securities processing by developing a Centralized Securities Data Store, improving risk mitigation, efficiency, and competitiveness.
Evaluation of Beta vs. Other Brokerage Processing Solutions, especially Broadridge
Capital Markets Advisors helped the US division of a Tier 1 global investment bank evaluate and select between Beta and Broadridge brokerage processing solutions, improving efficiency, reducing costs, and mitigating risk.
Conversion of Brokerage Processing & Client Reporting Systems Following Merger
Capital Markets Advisors successfully guided a top-tier global brokerage services firm through the conversion of its brokerage processing and client reporting systems following a merger, improving efficiency, reducing costs, and supporting business growth.
Evaluation & Selection of Custody & Clearing Solution Alternatives
Capital Markets Advisors assisted a global investment private bank in evaluating and selecting the optimal custody and clearing solution, improving efficiency, reducing costs, and enhancing client services for high-net-worth individuals.