
Case Studies
Capital Markets Advisors has worked with global banks and leading financial services firms to provide tailored solutions as part of business transformations, post-merger integrations, and operational optimizations. These efforts have included streamlining processes, aligning organizational structures, enhancing technology frameworks, and ensuring regulatory compliance to drive sustainable growth and value creation.

Evaluation, Selection & Implementation of Trading, Risk, Financial & Operations Systems
Capital Markets Advisors guided the US division of a European bank through the evaluation, selection, and implementation of trading, risk, financial, and operations systems, improving efficiency, mitigating risk, and ensuring competitiveness.

Evaluation of Beta vs. Other Brokerage Processing Solutions, especially Broadridge
Capital Markets Advisors helped the US division of a Tier 1 global investment bank evaluate and select between Beta and Broadridge brokerage processing solutions, improving efficiency, reducing costs, and mitigating risk.

Conversion of Brokerage Processing & Client Reporting Systems Following Merger
Capital Markets Advisors successfully guided a top-tier global brokerage services firm through the conversion of its brokerage processing and client reporting systems following a merger, improving efficiency, reducing costs, and supporting business growth.