Victor Marranca is a Senior Advisor within Capital Markets Advisors’ regulatory and trading systems practice with over 20 years of experience in the financial services industry, specializing in leading high-profile programs, complex project management and product design and delivery.

Victor has deep experience in regulatory reporting and risk management data initiatives, and he has thought leadership published on CAT reporting (JSOC) and LIBOR Transition. He has previously held FINRA Series 7 and 24 registrations with two broker-dealers. Working with several CAT Industry Members to develop CAT reporting and exception handling across all phases. Developed order, execution, allocation and customer information vendor templates (Fidessa, Flex Trade) to accelerate CAT requirement gathering, planning and testing. For a major, global broker-dealer, established applications to support policies and practices of various compliance requirements, including ACT, OATS, OTS, EBS, SEC Rule 605, 606, 17a-4, 5, 6 and other reporting regulations for wide swath of Equities, Options, ETFs and various complex products. For a high-volume market intermediary, managed multi-million-dollar book of work and aligned firm’s products and processes with firm policy and SDLC methodologies, including ATS infrastructure and architectural upgrades. Established and stood up Global Bank LIBOR Transition PMO governance program across all bank regions, business lines and functions. Created standalone impact assessment report, by region, business line and function, with risks, criticality and prioritized implementation roadmap and owners.